All regulation news - Securities 麻豆影视传媒 Times

SEC adopts Form N-PORT reporting requirements amendments

02 September 2024 US
Reporter: Daniel Tison

Form amendments will require funds to file reports on Form N-PORT monthly within 30 days after the end of the month to which they relate

EBA updates G-SIIs identification data

27 August 2024 France
Reporter: Daniel Tison

The publication covers 13 indicators used to measure the systemic importance of institutions

ISLA and ICMA publish GMRA Digital Assets Annex

19 August 2024 Switzerland
Reporter: Daniel Tison

The association looks to bring consistency to the legal terms used by market participants when trading certain digital assets under the GMRA 2011 and 2010

ISDA: 鈥楴ot a lot of time鈥� to prepare for US Treasury reforms

09 August 2024 US
Reporter: Carmella Haswell

CEO Scott O鈥橫alia believes there to be an 鈥渆normous laundry list of tasks鈥� to complete when it comes to the SEC鈥檚 US Treasury reforms

SEC postpones 10c-1a SLATE approval

07 August 2024 US
Reporter: Carmella Haswell

Consistent with Exchange Act Rule 10c-1a, FINRA proposed to adopt the FINRA Rule 6500 Series Securities Lending and Transparency Engine (SLATE)

ESAs publish final report on DORA draft technical standards

26 July 2024 Europe
Reporter: Daniel Tison

The report specifies the elements which a financial entity needs to determine and assess when subcontracting ICT services supporting 鈥渃ritical or important鈥� functions

ESAs establish cyber crisis management framework

18 July 2024 Europe
Reporter: Daniel Tison

The EU systemic cyber incident coordination framework aims to facilitate an effective financial sector response to a cross-border ICT incident

China approves suspension of securities relending

11 July 2024 China
Reporter: Carmella Haswell

The suspension will take effect from today [Thursday, 11 July] and follows the China Securities Regulatory Commission鈥檚 decision to raise margin requirements for short sellers

EBA consults on CVA risk exposures from SFTs

09 July 2024 France
Reporter: Daniel Tison

The consultation will run until 8 October 2024

Kaizen and LPA partner on transaction reporting assurance solutions

26 June 2024 UK, Germany
Reporter: Carmella Haswell

The firms look to provide international clients with independent transaction reporting assessments and regulatory reconciliations solutions

ISLA: The misnomer that is Basel Endgame

21 June 2024 Switzerland
Reporter: Karl Loomes

In a breakout discussion at the ISLA conference, discussion surrounding Basel Endgame seemed to draw on a notable theme 鈥� it is somewhat of a misnomer, as there really will be no actual end

FINRA files to adopt Rule 6500 Series

14 June 2024 US
Reporter: Carmella Haswell

The proposed rule refers to the Securities Lending and Transparency Engine, to require reporting of securities loans, and to provide for the public dissemination of loan information